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Surgent's Auditing 401(k) Plans: Critical Issues and Annual Update

Overview


Due to increasing scrutiny in the employee benefit plan area, it is imperative for auditors of 401(k) plans to remain up to date on the rules and regulations that may impact the audit engagement.


In this course, auditors will enhance their knowledge by understanding the changes affecting audit procedures and reporting in accordance with recently issued Statements on Auditing Standards (SASs), identifying best practices, and performing efficient audit engagements.

Prerequisites

Basic understanding of auditing defined contribution plans

Objectives

  • Understand the current changes to the rules and regulations associated with 401(k) plans
  • Identify best practices associated with engagement performance
  • Understand the risks associated with a benefit plan audit engagement
  • Avoid common mistakes noted during peer reviews

Highlights

  • Key requirements of recently issued SASs
  • Changes affecting 401(k) plans
  • Audit strategy and improving overall efficiency
  • Common mistakes as noted in peer reviews and DOL inspections

Register Now

Materials are generally available 3 days in advance of an event. Once you have downloaded the manual, we are unable to cancel your registration.

Event Code:

SU0008

4 CPE Credits
Auditing: 4 Credits

Registration

Member Price:
$159
Non-member Price:
$209

Registration is open through 05/05.

Monday, May 5th

9:00am to 12:30pm

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Instructor

Melissa Critcher