The Controllership Series: The Controllers Role in Compliance

Overview

The controller has several broad areas to stay up to date on regarding compliance initiatives:

• Financial compliance
• Regulatory compliance
• Operational Compliance
• IT Compliance

Prerequisites

None

Objectives

• Examine controller's role in financial compliance
• Examine controller's role in regulatory compliance
• Understand primary regulatory agencies
• Examine regulatory compliance policies
• Examine controller's role in operational and strategic compliance
• Examine methods to ensure compliance
• Examine consequences of non-compliance

Highlights

• Regulatory Compliance
• Operational Compliance
• Financial Compliance