Common Deficiencies in EBP Audits

Overview

During this presentation, the most common mistakes made by employee benefit plan auditors, as well as plan sponsors will be identified. Best practices for handling specific issues that arise during the course of the engagement will also be explored. This discussion will help auditors recognize potential pitfalls in audit procedures/documentation and assist plan sponsors with compliance issues. This event may be a rebroadcast of a live event and the instructor will be available to answer your questions during the event.

Prerequisites

Knowledge of and experience with Employee Benefit Plan audits

Objectives

• Identify and address common peer review issues
• Recognize and avoid mistakes made by plan sponsors
• Apply best practices to prevent audit mistakes

Highlights

• Employee benefit plans
• Audit procedures and documentation